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INNOVATION - The European Journal of Social Science Research

Volume 12 Number 3 September 1999

CO-OPERATION IN A COMPETITIVE WORLD: SCIENCE AND RESEARCH FACING GLOBALIZATION

Co-operation Between the West and the East: An Overview

Maria Nedeva
When David Met Goliath: Research Collaboration in the Context of Changing Political Realities

Abstract

This article examines the dimensions of research collaboration between researchers from EU and Central and East European countries in the post-communist period. The discussion draws on experience of two initiatives for research co-operation, COST and EUREKA. Following an analysis of the formal levels of participation of the countries of Central and Eastern Europe in COST and EUREKA, the quality of exchange during the collaborative projects and the networks that have been established, some benefits from and barriers to East-West co-operation in research and technology are considered. Although the collaborative arrangements have been overall successful the different groups of participants display diverging and even sometimes conflicting expectations and perceptions of benefits. Two extreme positions are viewing the collaborative links in terms of ‘master’ and ‘student’ and as relationships between partners of equal standing. By far the most serious barriers to successful East-West research co-operation stem from broad cultural differences and from a tendency to assume that lack of information means lack of development. The benefits from research co-operation can increase many-fold, it is suggested, if the relationships are seen as a symmetrical exchange rather than as a meeting between David and Goliath.

Ronald J. Pohoryles
Moving Beyond Aid: Research Co-operation with Central and Eastern Europe

Abstract

The events surrounding the fall of the iron curtain in 1989 represented a watershed for the research and technological development (RTD) co-operation activities of the European Union/European Economic Area (EU/EEA) countries with the Central and Eastern European and Baltic States (CEBS).

In a first phase one could find some non-targeted and exploratory type of RTD co-operation activities, quite often in line with strategies aiming at keeping the transition process alive. These were gradually and at different paces, depending on the country under consideration, being superseded by a more targeted set of programmes increasingly featuring a distinct set of priorities and target areas which also display interesting national differences. This second phase which has not yet been completed is the main concern of the present study.

Liana Giorgi
Co-operation of EU/EEA Countries with the Newly Independent States of the Former Soviet Union—A Slow Start

Abstract

This paper summarises the main findings of the report "Co-operation of EU/EEA countries with the Newly Independent States of the Former Soviet Union" (INCOPOL-NIS study commissioned by DG XII). The objective is to outline the contemporary strategies of bilateral RTD co-operation with the NIS as they have emerged in the recent years. There are two focal points of attention, namely, the bilateral level and the level of policy programme.

RTD co-operation is a vehicle for, or auxiliary to, the promotion of economic and industrial co-operation. Indirectly it is also a means to effect political and democratic stabilisation through institutional development. Arresting brain drain is an additional motivation.

Bilateral co-operation programmes with the NIS are at an early stage of development. It is, therefore, early to talk of clear patterns and trends, least so for identifying successful and unsuccessful strategies. The field is, nevertheless, complex. Many factors come to play: the number and types of programmes; the total expenditures in absolute and relative terms; the expenditure share of each type of programmes to the total budget; not least, the varying institutional framework of implementation.

David A. Dyker
Foreign Direct Investment in the Former Communist World: A Key Vehicle for Technological Upgrading?

Abstract

Foreign direct investment (FDI) is a crucially important, though not unique, vehicle for technology transfer in the context of transition.  Analysis of actual patterns of FDI does, however, reveal a serious danger - that FDI may be asset-absorbing (shallow integration) rather than asset-creating (deep integration), i.e. may simply exploit existing factor endowments, including technological capabilities, rather than upgrading them.  While abuse of market power does occur with FDI, it should not be seen as a critical problem as long as genuine asset creation is going on.  At present there is a serious mismatch between the S&T systems of the transition countries and the needs of foreign firms carrying out FDI.  It would be unrealistic to expect FDI to drive the process of resolution if these mismatch.

Steven Ney
Culture and National S&T Performance: A Framework for Analysing Socio-institutional Factors in RTD Policy Making]

Abstract

Since the 1970s, policy-makers and researchers have attempted to understand what factors influence national S&T performance. Whereas researchers predominantly aimed at explaining disparate economic development paths by understanding the role of innovation and technological advance in the evolution of economic systems, policy-makers hoped to discover those mechanism that would enhance national S&T performance. The work of Mary Douglas (1970, 1982, 1996, 1998) provides a framework for systematically comparing organisational and institutional cultures. Although Mary Douglas originally devised the approach to explain her African fieldwork data, successive social scientists, most notably Aaron Wildavsky, Michael Thompson, and Steve Rayner, have adapted the model to suit the needs of policy analysis.

Country Studies

Ronald J. Pohoryles
The Past and the Future: Austria Facing a New Stage of RTD Co-operation with its Neighbours

Abstract

In comparison to other countries, and considering its size, Austria spends a significant amount of funds on RTD co-operation with its neighbouring countries to the East. This eastward orientation is not specific to the science and research collaboration field, but a more general characteristic of the Austrian policy framework and political culture, with strong historical roots. The research collaboration between Austria and its neighbours builds upon a long-standing tradition, having got a strong impulse in the first years of transformation in the CEECs, through the establishment of (bilateral) research programmes.

Ulrike Bross
Technology Audit as a Policy Instrument to Improve Innovations and Industrial Competitiveness in Countries in Transition

Abstract

Sustained economic growth in Central and Eastern European Countries depends among others on a radical technical restructuring. The instrument of technology audit supports policy makers in designing appropriate strategies for shaping science and technology policies in this process. The conceptual part of the article outlines the methodology for the analysis of strengths and weaknesses of R&D systems and future areas of competitiveness, which can be transferred also to other countries in periods of intense technological development. This approach is based on international best practice of evaluation research and practical experiences in the transition context. The empirical part outlines main findings of a technology audit in the field of biotechnology in Hungary.

Chris Caswill
Why Not Co-operate?

Abstract

The circumstances in which social scientists work are of course different in many countries.  Many countries are outside the European Union and not eligible for Framework Programme funding. There are some different intellectual traditions and certainly many different structures and levels of financial support in research funding agencies that need to be examined and understood.

Innovation Volume 12-3

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